As filed with the Securities and Exchange Commission on January 6, 2004
Registration No. 333-52852
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
MICROSOFT CORPORATION
(Exact name of registrant as specified in its charter)
| Washington | 91-1144442 | |
| (State or other jurisdiction of incorporation or organization) |
(IRS Employer Identification No.) |
One Microsoft Way
Redmond, Washington
98052-6399
(Address of Principal Executive Offices, including zip code)
Microsoft Corporation 2001 Stock Plan
(Full title of the plan)
John Seethoff
Deputy General Counsel, Finance and Operations
One Microsoft Way
Redmond, Washington 98052-6399
(425) 882-8080
(Name, address and telephone number, including area code, of agent for service)
Copies of all communications to:
Richard B. Dodd
Matthew S. Topham
Preston Gates & Ellis LLP
925 Fourth Avenue, Suite 2900
Seattle, WA 98104
(206) 623-7580
EXPLANATORY NOTE
Microsoft Corporation (“Microsoft”), is filing this post-effective amendment to deregister 26,802,083 shares of Microsoft common stock that were registered under the Registration Statement on Form S-8 filed on December 28, 2000 (File No. 333-52852) for issuance pursuant to the Microsoft Corporation 2001 Stock Plan, as amended (the “2001 Stock Plan”).
On December 11, 2003, 26,802,083 options to purchase shares of common stock that were originally granted pursuant to the 2001 Stock Plan were transferred to JP Morgan Chase Bank in connection with an option transfer program. Pursuant to the terms of the 2001 Stock Plan, the transferred options must be removed from the 2001 Stock Plan and the shares subject to such options will not be available for regrant under the 2001 Stock Plan regardless of whether the transferred options are exercised or expire without exercise.
Item 8. Exhibits.
| 24 | Power of Attorney |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Redmond, State of Washington, on this 5th day of January, 2004.
| MICROSOFT CORPORATION | ||
| By: |
/s/ John G. Connors | |
| John G. Connors | ||
| Senior Vice President, Chief Financial | ||
| Officer (Principal Financial and Accounting Officer) | ||
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on January 5, 2004.
| Signature |
Title | |||
| * William H. Gates III |
Chairman, Chief Software Architect, Director | |||
| * Steven A. Ballmer |
Chief Executive Officer, Director (Principal Executive Officer) | |||
| * James I. Cash, Jr., Ph.D. |
Director | |||
| * Raymond V. Gilmartin |
Director | |||
| * Ann McLaughlin Korologos |
Director | |||
| * David F. Marquardt |
Director | |||
| * Charles H. Noski |
Director | |||
| * Helmut Panke |
Director | |||
| * W. G. Reed, Jr. |
Director | |||
| * Jon A. Shirley |
Director | |||
| * John G. Connors |
Senior Vice President, Chief Financial Officer (Principal Financial and Accounting Officer) | |||
| *By: | /s/ John A. Seethoff | |
| John A. Seethoff | ||
| Attorney-In-Fact pursuant to a Power of Attorney attached as an exhibit hereto | ||
EXHIBIT 24
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby authorizes and appoints John G. Connors, John A. Seethoff, and Keith R. Dolliver his or her attorneys-in-fact, for any of them in any and all capacities, to sign any post-effective amendments to the S-8 registration statements indicated on Schedule A hereto, and to file the same, with exhibits and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorneys-in-fact, or their substitute, may do or cause to be done by virtue hereof.
This Power of Attorney has been signed by the following persons in the capacities and on the dates indicated.
| Signature |
Title |
Date | ||
| /s/ William H. Gates III William H. Gates III |
Chairman, Chief Software Architect, Director |
December 11, 2003 | ||
| /s/ Steven A. Ballmer Steven A. Ballmer |
Chief Executive Officer, Director (Principal Executive Officer) |
December 11, 2003 | ||
| /s/ James I. Cash, Jr. Ph.D. James I. Cash, Jr., Ph.D. |
Director |
December 11, 2003 | ||
| /s/ Raymond V. Gilmartin Raymond V. Gilmartin |
Director |
December 11, 2003 | ||
| /s/ Ann McLaughlin Korologos Ann McLaughlin Korologos |
Director |
December 11, 2003 | ||
| /s/ David F. Marquardt David F. Marquardt |
Director |
December 11, 2003 | ||
| /s/ Charles H. Noski Charles H. Noski |
Director |
December 11, 2003 | ||
| Signature |
Title |
Date | ||
| /s/ Helmut Panke Helmut Panke |
Director |
December 18, 2003 | ||
| /s/ W.G. Reed, Jr. W.G. Reed, Jr. |
Director |
December 11, 2003 | ||
| /s/ Jon A. Shirley Jon A. Shirley |
Director |
December 11, 2003 | ||
| /s/ John G. Connors John G. Connors |
Senior Vice President, Chief Financial Officer (Principal Financial and Accounting Officer) |
December 11, 2003 | ||
Schedule A – List of S-8 Registration Statements
| SEC File Number |
Dates Filed and Amended | |
| 33-44302 |
Filed 11/27/91 | |
| 33-51583 |
Filed 12/20/93; Amended 12/28/00 | |
| 333-06298 |
Filed 11/22/96 | |
| 333-52852 |
Filed 12/28/00 |