SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| C/O MICROSOFT CORPORATION |
| ONE MICROSOFT WAY |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
12/07/2023
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3. Issuer Name and Ticker or Trading Symbol
MICROSOFT CORP
[ MSFT ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Common Stock |
0 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
Ann Habernigg, Attorney-in-Fact for Catherine MacGregor |
12/08/2023 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
November 22, 2023
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Re: Microsoft Corporation - Power of Attorney
To whom it may concern:
This will confirm that I have granted each of the individuals listed below
the authority to, on my behalf, execute and file the Form ID and Form ID
Confirming Statement, if applicable, Initial Statement of Beneficial
Ownership of Securities (Form 3), the Statement of Changes in
Beneficial Ownership of Securities (Form 4) and the Annual Statement
of Changes in Beneficial Ownership (Form 5), in connection with
transactions in Microsoft Corporation securities, as my
Attorney-In-Fact. Such power of attorney shall remain in full force
and effect until either (i) I am no longer subject to the reporting
requirements under Section 16 of the Securities Act of 1933, as amended
or (ii) I have provided you with written notice withdrawing this authority.
The individuals who are authorized to act as my Attorney-In-Fact under this
Power of Attorney are as follows:
Keith R. Dolliver
Ann Habernigg
Christyne Mayberry
Ben O. Orndorff
This Power of Attorney is effective immediately upon filing with the Securities
Exchange Commission and for purposes of my future Form 4 and Form 5 filings
relating to Microsoft securities and transactions.
Sincerely,
/s/ Catherine MacGregor
Catherine MacGregor
